-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HpNwcH6/tziXUnHMcm04LOXvjfhm61Tt4BDTqEF7ZbQ7akdjQdOLKKqqxWGz2Niv v7nPv6lwLoDpRiNhaJxFig== 0001140361-06-004628.txt : 20060328 0001140361-06-004628.hdr.sgml : 20060328 20060328130220 ACCESSION NUMBER: 0001140361-06-004628 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060328 DATE AS OF CHANGE: 20060328 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWAY FINANCIAL INC CENTRAL INDEX KEY: 0001041753 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043368379 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78592 FILM NUMBER: 06714285 BUSINESS ADDRESS: STREET 1: 9 MAIN ST CITY: BERLIN STATE: NH ZIP: 03750 BUSINESS PHONE: 6037521171 MAIL ADDRESS: STREET 1: 9 MAIN ST CITY: BERLIN STATE: NH ZIP: 03750 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WOODWARD WILLIAM J CENTRAL INDEX KEY: 0001244539 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: NORTHWAY FINANCIAL INC STREET 2: 9 MAIN STREET CITY: BERLIN STATE: NH ZIP: 03570 SC 13G 1 doc1.htm Schedule 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.    )*


Northway Financial, Inc.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

667270102
(CUSIP Number)


October 17, 2000
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
[ ]  Rule 13d-1(b)
[ X ]  Rule 13d-1(c)
[ ]  Rule 13d-1(d)
 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



SCHEDULE 13G
CUSIP No. 667270102
  1. Names of Reporting Persons.
William J. Woodward
I.R.S. Identification Nos. of above persons (entities only).
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [    ]       (b)  [    ]
  3. SEC USE ONLY
  4. Citizenship or Place of Organization
New Hampshire
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:		 5. Sole Voting Power
92,088
6. Shared Voting Power
7. Sole Dispositive Power
92,088
8. Shared Dispositive Power
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
92,088
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [    ]
  11. Percent of Class Represented by Amount in Row (9)
6.18%
  12. Type of Reporting Person
IN


         


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Item 1.

 

(a)

Name of Issuer

         Northway Financial, Inc.

 

(b)

Address of Issuer's Principal Executive Offices

9 Main Street
Berlin NH 03570


Item 2.

 

(a)

Name of Person Filing

William J. Woodward

 

(b)

Address of Principal Business Office or, if none, Residence

PO Box 232
Berlin NH 03570

 

(c)

Citizenship

New Hampshire

 

(d)

Title of Class of Securities

Common Stock

 

(e)

CUSIP Number

667270102


Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[    ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[    ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[    ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[    ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

[    ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[    ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[    ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

[    ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[    ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[    ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).


Item 4.

Ownership.

 

(a)

Amount beneficially owned:

         92,088

 

(b)

Percent of class:

         6.18%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote

         92,088

 

 

(ii)

Shared power to vote or to direct the vote

         0

 

 

(iii)

Sole power to dispose or to direct the disposition of

         92,088

 

 

(iv)

Shared power to dispose or to direct the disposition of

         0


Item 5.

Ownership of Five Percent or Less of a Class

          If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [    ].


Instruction: Dissolution of a group requires a response to this item.

         


Item 6.

Ownership of More than Five Percent on Behalf of Another Person

                  


Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

                  


Item 8.

Identification and Classification of Members of the Group

                  


Item 9.

Notice of Dissolution of Group

                  


Item 10.

Certifications

                   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:   March 15, 2006
  By: /s/ William J. Woodward
      William J. Woodward
 


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